Defined Benefit to IRA Rollover

DB owner, 57, due to retire in May 2018
Participant would like to convert his accrued benefit to a lump sum and do a partial IRA rollover – remaining funds distributed in cash

Question:
Must the plan allow a “split” distribution?
Does the portion of the cash distribution (e.g. not rolled to an IRA) qualify for the “age 55” exception (to the 10% penalty). I would think so – looking for confirmation.

thank you



Yes, the distribution options are determined by the plan provisions, but all allowed distributions qualify for the age 55 separation exception.

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