stepped up cost basis

Client passed away. In order to have the stepped up cost basis:

  1. the account has to be transferred/renamed into the estate account, then liquidated and check sent to the estate of so and so correct?
  2. if the executor just liquidates the account that is in his deceased mothers name, they would lose the cost basis, correct?

Thank you,

Douglas



Q 1 – That’s correct if the estate inherited the account per will or intestacy. However, if the account had a named beneficiary (TOD), the estate is not involved. In either case there will be a basis step up to the DOD value, either for the beneficiary or the estate if the executor sells the asset.

Q 2 – No, the estate still gets the basis adjustment to the DOD value.

Note that the basis adjustment will only be 50% if jointly owned by spouses in common law states. But if a child inherits the holding, there will be a 100% basis adjustment to the DOD value.

There are exceptions. For example, if the child owned the asset previously, but gifted it to ill mother within 1 year of her death, then re inherits that asset, there is no basis step up.

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